OXFORD SQUARE CAP CORP

Ticker: OXSQ CUSIP: 69181V107 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Legal & General Group Plc563,575$995
TWO SIGMA INVESTMENTS, LP556,568$980
BlackRock, Inc.500,589$881
Squarepoint Ops LLC455,138$801
TWO SIGMA ADVISERS, LP319,913$563
UBS Group AG231,643$408
Virtus Investment Advisers, LLC222,736$392
BANK OF AMERICA CORP /DE/204,827$360
GREAT WEST LIFE ASSURANCE CO /CAN/90,779$0
Founders Financial Alliance, LLC84,865$149
Silverberg Bernstein Capital Management LLC74,845$132
MARSHALL WACE, LLP73,821$130
Kingsview Wealth Management, LLC65,425$115
MORGAN STANLEY58,780$103
LPL Financial LLC53,582$94
Virtu Financial LLC45,546$0
Ethos Financial Group, LLC41,967$74
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC37,470$66
BostonPremier Wealth LLC35,226$62
SUSQUEHANNA INTERNATIONAL GROUP, LLP29,260$51
NORTHERN TRUST CORP27,872$49
McIlrath & Eck, LLC24,500$43
Cetera Investment Advisers24,042$42
JANE STREET GROUP, LLC23,865$42
Parkside Financial Bank & Trust22,170$39
Sigma Planning Corp21,011$37
Arkadios Wealth Advisors20,593$36
Cambridge Investment Research Advisors, Inc.19,322$0
LeClair Wealth Partners LLC18,122$32
StoneX Group Inc.16,359$29
United Bank15,420$27
Acorn Wealth Advisors, LLC12,057$21
MERCER GLOBAL ADVISORS INC /ADV11,858$21
Reliant Investment Partners, LLC11,852$21
ROYAL BANK OF CANADA11,802$21
KENNEDY INVESTMENT GROUP11,753$21
National Wealth Management Group, LLC10,202$18
COMMONWEALTH EQUITY SERVICES, LLC10,056$18
ALERUS FINANCIAL NA10,000$18
LifeSteps Financial, Inc.10,000$18
CIBC Private Wealth Group, LLC8,000$14
Triumph Capital Management3,600$6
EASTERN BANK2,400$4
FIFTH THIRD BANCORP2,000$4
Garton & Associates Financial Advisors LLC1,763$3
JONES FINANCIAL COMPANIES LLLP1,611$3
JPMORGAN CHASE & CO1,320$2
WELLS FARGO & COMPANY/MN1,153$2
CoreCap Advisors, LLC1,041$2
SIMPLEX TRADING, LLC832$1
OSAIC HOLDINGS, INC.556$1
Farther Finance Advisors, LLC458$1
Legacy Wealth Managment, LLC/ID17$0
Total (53 institutions)4,104,162$6,953