OXFORD SQUARE CAP CORP

Ticker: OXSQ CUSIP: 69181V107 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023

Shares 61,626 Value ($000) $163 Avg Close $2.93 Range $2.60 - $3.20

Q1 2023

Shares 61,626 Value ($000) $0 Avg Close $3.40 Range $3.00 - $3.70

Q4 2022

Shares 61,626 Value ($000) $0 Avg Close $3.05 Range $2.82 - $3.25

Q3 2021

Shares 50,593 Value ($000) $204 Avg Close $4.54 Range $3.86 - $5.00

Q2 2021

Shares 122,570 Value ($000) $601 Avg Close $4.95 Range $4.56 - $5.22

Q4 2019

Shares 104 Value ($000) $1 Avg Close $5.53 Range $5.02 - $6.28

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2023	61,626	$163	$2.93	$2.60 - $3.20
Q1 2023	61,626	$0	$3.40	$3.00 - $3.70
Q4 2022	61,626	$0	$3.05	$2.82 - $3.25
Q3 2021	50,593	$204	$4.54	$3.86 - $5.00
Q2 2021	122,570	$601	$4.95	$4.56 - $5.22
Q4 2019	104	$1	$5.53	$5.02 - $6.28