PPL CAP FDG INC

CUSIP: 69352PAS2 Class: NOTE 2.875% 3/1

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Calamos Advisors LLC131,729,000$144,688
ADVENT CAPITAL MANAGEMENT /DE/67,596,000$74,849
Sculptor Capital LP62,967,000$69,162
VICTORY CAPITAL MANAGEMENT INC55,987,000$61,445
Polar Asset Management Partners Inc.50,000,000$54,895
Invesco Ltd.43,500,000$47,741
BlackRock, Inc.40,717,000$44,687
Universal- Beteiligungs- und Servicegesellschaft mbH34,122,000$37,786
ZAZOVE ASSOCIATES LLC27,880,000$30,623
MARSHALL WACE, LLP26,000,000$28,558
ANGELO GORDON & CO., L.P.25,500,000$27,986
CITADEL ADVISORS LLC25,000,000$27,455
LAZARD ASSET MANAGEMENT LLC24,938,000$274
Aequim Alternative Investments LP22,500,000$24,722
STATE STREET CORP21,272,000$23,479
PIER 88 INVESTMENT PARTNERS LLC19,810,000$21,742
PenderFund Capital Management Ltd.19,000,000$21,039
OAKTREE CAPITAL MANAGEMENT LP15,672,000$17,220
SSI INVESTMENT MANAGEMENT LLC14,907,000$16,360
Wellesley Asset Management13,181,000$14,495
MORGAN STANLEY12,607,000$13,836
LORD, ABBETT & CO. LLC12,319,000$14
CSS LLC/IL11,464,000$12,586
WELLS FARGO & COMPANY/MN11,351,000$12,459
FMR LLC11,080,000$12,160
Kohlberg Kravis Roberts & Co. L.P.10,805,000$11,872
FRANKLIN RESOURCES INC9,386,000$10,313
Thrivent Financial for Lutherans8,464,000$9
GABELLI FUNDS LLC7,600,000$8,348
D. E. Shaw & Co., Inc.7,500,000$8,232
Parallax Volatility Advisers, L.P.7,500,000$8,231
BANK OF AMERICA CORP /DE/7,393,000$8,114
JPMORGAN CHASE & CO7,217,000$7,921
RATIONAL ADVISORS LLC7,190,000$7,891
CAMDEN ASSET MANAGEMENT L P /CA6,230,000$6,837
KIM, LLC6,000,000$6,593
ARISTEIA CAPITAL, L.L.C.5,250,000$5,768
TWO SIGMA INVESTMENTS, LP5,000,000$5,488
RWC Asset Management LLP4,500,000$4,939
Russell Investments Group, Ltd.3,838,000$4,248
SHENKMAN CAPITAL MANAGEMENT INC3,599,000$3,985
STATE OF WISCONSIN INVESTMENT BOARD3,000,000$3,293
MILLENNIUM MANAGEMENT LLC2,500,000$2,745
Periscope Capital Inc.2,000,000$2,195
TORONTO DOMINION BANK1,355,000$1,487
AGF MANAGEMENT LTD1,350,000$1,482
Man Group plc1,250,000$1,367
AEGON USA Investment Management, LLC1,122,000$1,231
DEUTSCHE BANK AG\764,000$838
Calamos Wealth Management LLC703,000$772
CITIGROUP INC559,000$614
MACKAY SHIELDS LLC500,000$549
Bank of New York Mellon Corp314,000$345
GAMCO INVESTORS, INC. ET AL300,000$330
Central Pacific Bank - Trust Division262,000$288
&PARTNERS190,000$204
NOMURA HOLDINGS INC119,318$4,179
Jefferies Financial Group Inc.65,000$71
LPL Financial LLC47,000$51
Capital Investment Advisory Services, LLC46,000$50
Steward Partners Investment Advisory, LLC40,000$44
TRUIST FINANCIAL CORP38,000$42
AMERIPRISE FINANCIAL INC36,000$40
MML INVESTORS SERVICES, LLC32,000$35
NATIXIS30,000$33,257
BNP PARIBAS ARBITRAGE, SA27,000$30
NewEdge Advisors, LLC18,000$20
CHOREO, LLC17,000$19
BARCLAYS PLC16,000$18
Goldstein Advisors, LLC15,000$16
FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC.13,000$14
HB Wealth Management, LLC13,000$14
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,000$13
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO10,000$11
BARTLETT & CO. WEALTH MANAGEMENT LLC5,000$5
Laffer Tengler Investments, Inc.2,550$2,842
Total (76 institutions)925,341,868$1,007,560