Ticker: HERD CUSIP: 69374H659 Class: ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Tripletail Wealth Management, LLC | 5,175 | $244 |
| FOUNDERS FINANCIAL SECURITIES LLC | 6,893 | $300 |
| Founders Financial Alliance, LLC | 1,570 | $68 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,231 | $792 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 700 | $30 |
| SRS Capital Advisors, Inc. | 248 | $11 |
| WELLS FARGO & COMPANY/MN | 1 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Advisory Resource Group | 138,326 | 142,989 | +4,663 (+3.4%) |
| Centric Wealth Management | 60,777 | 64,390 | +3,613 (+5.9%) |
| Rockefeller Capital Management L.P. | 72,506 | 281,443 | +208,937 (+288.2%) |
| Clear Creek Financial Management, LLC | 71,143 | 73,490 | +2,347 (+3.3%) |
| D.A. DAVIDSON & CO. | 39,722 | 55,168 | +15,446 (+38.9%) |
| OSAIC HOLDINGS, INC. | 53,918 | 70,513 | +16,595 (+30.8%) |
| JANE STREET GROUP, LLC | 13,555 | 40,024 | +26,469 (+195.3%) |
| ENVESTNET ASSET MANAGEMENT INC | 228,052 | 236,287 | +8,235 (+3.6%) |
| LPL Financial LLC | 219,778 | 224,658 | +4,880 (+2.2%) |
| Kestra Advisory Services, LLC | 9,954 | 10,283 | +329 (+3.3%) |
| Ausdal Financial Partners, Inc. | 5,225 | 5,427 | +202 (+3.9%) |
| HARBOUR INVESTMENTS, INC. | 812 | 900 | +88 (+10.8%) |
| Cambridge Investment Research Advisors, Inc. | 17,672 | 18,564 | +892 (+5.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Cetera Investment Advisers | 413,062 | 214,314 | -198,748 (-48.1%) |
| OBERMEYER WOOD INVESTMENT COUNSEL, LLLP | 19,822 | 13,923 | -5,899 (-29.8%) |
| Capital Investment Advisory Services, LLC | 8,786 | 6,011 | -2,775 (-31.6%) |
| OPPENHEIMER ASSET MANAGEMENT INC. | 26,251 | 23,381 | -2,870 (-10.9%) |
| EverSource Wealth Advisors, LLC | 3,091 | 1,753 | -1,338 (-43.3%) |
| UBS Group AG | 4,805 | 12 | -4,793 (-99.8%) |
| First Command Advisory Services, Inc. | 2,314 | 1,314 | -1,000 (-43.2%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 7,264 | 5,724 | -1,540 (-21.2%) |
| MML INVESTORS SERVICES, LLC | 9,032 | 8,461 | -571 (-6.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Ameritas Advisory Services, LLC | 2,940 | $125 |
| CITADEL ADVISORS LLC | 14,724 | $624 |
| PRINCIPAL SECURITIES, INC. | 1,000 | $42 |
| Advisory Services Network, LLC | 800 | $34 |