PGIM ROCK ETF TR

Ticker: PBJA CUSIP: 69420N205 Class: S&P 500 BUFFER

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (2)

AMERICAN ASSET MANAGEMENT INC.

Value ($000) $4,202 Shares 136,062

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $255 Shares 8,268

Institution	Shares	Value ($000)
AMERICAN ASSET MANAGEMENT INC.	136,062	$4,202
SUSQUEHANNA INTERNATIONAL GROUP, LLP	8,268	$255

Increased Positions (5)

Compass Advisory Group LLC

Value ($000) $5,259 (+6.6%) Shares 170,316 (+4.0%)

JIM SAULNIER & ASSOCIATES, LLC

Value ($000) $1,278 (+12.2%) Shares 41,401 (+9.4%)

PRUDENTIAL FINANCIAL INC

Value ($000) $6,955 (+33.0%) Shares 225,228 (+29.6%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $1,291 (+172659.0%) Shares 41,791 (+68.5%)

Cetera Investment Advisers

Value ($000) $296 (+15.8%) Shares 9,592 (+12.9%)

Institution	Prev Shares	Curr Shares	Change
Compass Advisory Group LLC	163,817	170,316	+6,499 (+4.0%)
JIM SAULNIER & ASSOCIATES, LLC	37,835	41,401	+3,566 (+9.4%)
PRUDENTIAL FINANCIAL INC	173,724	225,228	+51,504 (+29.6%)
COMMONWEALTH EQUITY SERVICES, LLC	24,808	41,791	+16,983 (+68.5%)
Cetera Investment Advisers	8,495	9,592	+1,097 (+12.9%)

Decreased Positions (3)

CENTAURUS FINANCIAL, INC.

Value ($000) $1 (-16.9%) Shares 46,730 (-18.9%)

ROYAL BANK OF CANADA

Value ($000) $49 (-80.4%) Shares 1,580 (-80.9%)

DHJJ Financial Advisors, Ltd.

Value ($000) $167 (-3.2%) Shares 5,405 (-5.6%)

Institution	Prev Shares	Curr Shares	Change
CENTAURUS FINANCIAL, INC.	57,632	46,730	-10,902 (-18.9%)
ROYAL BANK OF CANADA	8,285	1,580	-6,705 (-80.9%)
DHJJ Financial Advisors, Ltd.	5,724	5,405	-319 (-5.6%)

Exited Positions (2)

Advisory Services Network, LLC

Value ($000) $51 Shares 1,690

Value ($000) $2 Shares 70

Institution	Prev Shares	Prev Value ($000)
Advisory Services Network, LLC	1,690	$51
UBS Group AG	70	$2