PGIM ROCK ETF TR

Ticker: PMSE CUSIP: 69420N593 Class: S&P 500 MAX BUFF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
JIM SAULNIER & ASSOCIATES, LLC22,812$582
NBC SECURITIES, INC.21,349$545
OLD MISSION CAPITAL LLC17,978$459
HARBOUR INVESTMENTS, INC.1,200$30
Total (4 institutions)63,339$1,617