PGIM ROCK ETF TR

Ticker: NOVP CUSIP: 69420N734 Class: S&P 500 BUFFER

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (7)

DHJJ Financial Advisors, Ltd.

Value ($000) $56 Shares 1,824

Kestra Advisory Services, LLC

Value ($000) $668 Shares 21,932

Steward Partners Investment Advisory, LLC

Value ($000) $391 Shares 12,855

RAYMOND JAMES FINANCIAL INC

Value ($000) $576 Shares 18,925

Spire Wealth Management

Value ($000) $42 Shares 1,395

PNC Financial Services Group, Inc.

Value ($000) $24 Shares 796

Value ($000) $1 Shares 25

Institution	Shares	Value ($000)
DHJJ Financial Advisors, Ltd.	1,824	$56
Kestra Advisory Services, LLC	21,932	$668
Steward Partners Investment Advisory, LLC	12,855	$391
RAYMOND JAMES FINANCIAL INC	18,925	$576
Spire Wealth Management	1,395	$42
PNC Financial Services Group, Inc.	796	$24
UBS Group AG	25	$1

Increased Positions (3)

PRUDENTIAL FINANCIAL INC

Value ($000) $8,361 (+51.7%) Shares 274,676 (+48.7%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $1,070 (+305737.2%) Shares 35,162 (+199.3%)

ROYAL BANK OF CANADA

Value ($000) $221 (+92.2%) Shares 7,264 (+88.5%)

Institution	Prev Shares	Curr Shares	Change
PRUDENTIAL FINANCIAL INC	184,749	274,676	+89,927 (+48.7%)
COMMONWEALTH EQUITY SERVICES, LLC	11,747	35,162	+23,415 (+199.3%)
ROYAL BANK OF CANADA	3,854	7,264	+3,410 (+88.5%)

Exited Positions (1)

OLD MISSION CAPITAL LLC

Value ($000) $609 Shares 20,428

Institution	Prev Shares	Prev Value ($000)
OLD MISSION CAPITAL LLC	20,428	$609