PGIM ROCK ETF TR

Ticker: OCTP CUSIP: 69420N742 Class: S&P 500 BUFFER

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (6)

Castellan Group
Value ($000) $2,553 Shares 84,120
DHJJ Financial Advisors, Ltd.
Value ($000) $102 Shares 3,376
Spire Wealth Management
Value ($000) $244 Shares 8,025
NewEdge Advisors, LLC
Value ($000) $565 Shares 18,626
RAYMOND JAMES FINANCIAL INC
Value ($000) $357 Shares 11,754
Steward Partners Investment Advisory, LLC
Value ($000) $20 Shares 671

Increased Positions (4)

COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $4,003 (+1090698.4%) Shares 131,902 (+965.8%)
PRUDENTIAL FINANCIAL INC
Value ($000) $8,367 (+52.9%) Shares 275,692 (+49.6%)
Kestra Advisory Services, LLC
Value ($000) $356 (+65.2%) Shares 11,720 (+61.7%)
PNC Financial Services Group, Inc.
Value ($000) $144 (+868.9%) Shares 4,739 (+847.8%)

Exited Positions (2)

OLD MISSION CAPITAL LLC
Value ($000) $717 Shares 24,160
JANE STREET GROUP, LLC
Value ($000) $411 Shares 13,844