PGIM ROCK ETF TR

Ticker: PBDE CUSIP: 69420N759 Class: S&P 500 BUFFER

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

Spire Wealth Management
Value ($000) $2,861 Shares 97,094
BCGM Wealth Management, LLC
Value ($000) $300 Shares 10,190
NBC SECURITIES, INC.
Value ($000) $55 Shares 1,878
JANE STREET GROUP, LLC
Value ($000) $201 Shares 6,823

Increased Positions (8)

JIM SAULNIER & ASSOCIATES, LLC
Value ($000) $1,171 (+84.6%) Shares 39,721 (+79.4%)
Grantvest Financial Group LLC
Value ($000) $435 (+51.4%) Shares 14,765 (+47.1%)
KESTRA PRIVATE WEALTH SERVICES, LLC
Value ($000) $1,091 (+86.6%) Shares 37,022 (+81.3%)
PRUDENTIAL FINANCIAL INC
Value ($000) $6,949 (+31.7%) Shares 235,805 (+28.0%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,644 (+338858.8%) Shares 55,784 (+229.5%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $6,285 (+21.4%) Shares 213,255 (+17.9%)
DHJJ Financial Advisors, Ltd.
Value ($000) $61 (+28.1%) Shares 2,079 (+24.5%)
Cetera Investment Advisers
Value ($000) $587 (+7.1%) Shares 19,908 (+4.1%)

Decreased Positions (2)

Kestra Advisory Services, LLC
Value ($000) $915 (-32.5%) Shares 31,050 (-34.4%)
ROYAL BANK OF CANADA
Value ($000) $146 (-51.8%) Shares 4,941 (-53.4%)

Exited Positions (1)

OLD MISSION CAPITAL LLC
Value ($000) $809 Shares 28,259