PGIM ROCK ETF TR

Ticker: PBNV CUSIP: 69420N767 Class: S&P 500 BUFFER

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (7)

AMERICAN ASSET MANAGEMENT INC.
Value ($000) $204 Shares 6,947
Spire Wealth Management
Value ($000) $2,214 Shares 75,317
CYPRESS FINANCIAL PLANNING LLC
Value ($000) $263 Shares 8,938
INTEGRITY ALLIANCE, LLC.
Value ($000) $232 Shares 7,908
Kestra Advisory Services, LLC
Value ($000) $544 Shares 18,498
MML INVESTORS SERVICES, LLC
Value ($000) $293 Shares 9,975
OSAIC HOLDINGS, INC.
Value ($000) $10 Shares 347

Increased Positions (5)

JIM SAULNIER & ASSOCIATES, LLC
Value ($000) $3,293 (+339.1%) Shares 112,057 (+332.1%)
PRUDENTIAL FINANCIAL INC
Value ($000) $6,946 (+31.2%) Shares 236,408 (+29.1%)
DHJJ Financial Advisors, Ltd.
Value ($000) $53 (+84.2%) Shares 1,803 (+81.2%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,836 (+310495.6%) Shares 62,468 (+205.8%)
ROYAL BANK OF CANADA
Value ($000) $150 (+158.6%) Shares 5,105 (+153.1%)

Decreased Positions (1)

UBS Group AG
Value ($000) $1 (-49.2%) Shares 30 (-50.0%)

Exited Positions (1)

OLD MISSION CAPITAL LLC
Value ($000) $601 Shares 20,780