PGIM ROCK ETF TR

Ticker: PBOC CUSIP: 69420N775 Class: S&P 500 BUFFER

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (6)

Foguth Wealth Management, LLC.
Value ($000) $12,613 Shares 432,355
AMERICAN ASSET MANAGEMENT INC.
Value ($000) $1,506 Shares 51,627
Spire Wealth Management
Value ($000) $3,269 Shares 112,067
DHJJ Financial Advisors, Ltd.
Value ($000) $51 Shares 1,744
Kestra Advisory Services, LLC
Value ($000) $432 Shares 14,800
HARBOUR INVESTMENTS, INC.
Value ($000) $44 Shares 1,495

Increased Positions (6)

JIM SAULNIER & ASSOCIATES, LLC
Value ($000) $1,320 (+49.8%) Shares 45,254 (+47.0%)
PRUDENTIAL FINANCIAL INC
Value ($000) $6,948 (+32.8%) Shares 238,179 (+30.3%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $2,603 (+362480.8%) Shares 89,238 (+256.0%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $900 (+289.8%) Shares 30,857 (+282.5%)
PNC Financial Services Group, Inc.
Value ($000) $88 (+191.4%) Shares 3,008 (+185.9%)
UBS Group AG
Value ($000) $7 (+17.2%) Shares 230 (+15.0%)

Exited Positions (2)

OLD MISSION CAPITAL LLC
Value ($000) $393 Shares 13,739
ROYAL BANK OF CANADA
Value ($000) $85 Shares 2,952