PGIM ROCK ETF TR

Ticker: PBAP CUSIP: 69420N809 Class: S&P 500 BUFFER

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (1)

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $221 Shares 7,620

Institution	Shares	Value ($000)
SUSQUEHANNA INTERNATIONAL GROUP, LLP	7,620	$221

Increased Positions (1)

PRUDENTIAL FINANCIAL INC

Value ($000) $6,949 (+34.2%) Shares 239,886 (+31.6%)

Institution	Prev Shares	Curr Shares	Change
PRUDENTIAL FINANCIAL INC	182,227	239,886	+57,659 (+31.6%)

Decreased Positions (6)

AMERICAN ASSET MANAGEMENT INC.

Value ($000) $365 (-29.4%) Shares 12,589 (-30.8%)

JIM SAULNIER & ASSOCIATES, LLC

Value ($000) $1,751 (-0.5%) Shares 60,434 (-2.4%)

Spire Wealth Management

Value ($000) $1,286 (-24.5%) Shares 44,389 (-25.9%)

DHJJ Financial Advisors, Ltd.

Value ($000) $283 (-2.9%) Shares 9,780 (-4.8%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $720 (+94830.1%) Shares 24,834 (-6.9%)

PNC Financial Services Group, Inc.

Value ($000) $38 (-24.3%) Shares 1,325 (-25.8%)

Institution	Prev Shares	Curr Shares	Change
AMERICAN ASSET MANAGEMENT INC.	18,189	12,589	-5,600 (-30.8%)
JIM SAULNIER & ASSOCIATES, LLC	61,926	60,434	-1,492 (-2.4%)
Spire Wealth Management	59,939	44,389	-15,550 (-25.9%)
DHJJ Financial Advisors, Ltd.	10,272	9,780	-492 (-4.8%)
COMMONWEALTH EQUITY SERVICES, LLC	26,666	24,834	-1,832 (-6.9%)
PNC Financial Services Group, Inc.	1,785	1,325	-460 (-25.8%)

Exited Positions (3)

OLD MISSION CAPITAL LLC

Value ($000) $223 Shares 7,847

CITADEL ADVISORS LLC

Value ($000) $410 Shares 14,440

ROYAL BANK OF CANADA

Value ($000) $143 Shares 5,016

Institution	Prev Shares	Prev Value ($000)
OLD MISSION CAPITAL LLC	7,847	$223
CITADEL ADVISORS LLC	14,440	$410
ROYAL BANK OF CANADA	5,016	$143