PGIM ROCK ETF TR

Ticker: AUGP CUSIP: 69420N825 Class: S&P 500 BUFFER

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (2)

OLD MISSION CAPITAL LLC
Value ($000) $212 Shares 6,813
Kestra Advisory Services, LLC
Value ($000) $23 Shares 750

Increased Positions (4)

PRUDENTIAL FINANCIAL INC
Value ($000) $8,363 (+49.9%) Shares 268,809 (+46.7%)
ROYAL BANK OF CANADA
Value ($000) $177 (+555.6%) Shares 5,699 (+531.1%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,286 (+108446.0%) Shares 41,342 (+6.3%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $282 (+4.1%) Shares 9,077 (+1.9%)

Decreased Positions (1)

HARBOUR INVESTMENTS, INC.
Value ($000) $46 (-23.6%) Shares 1,480 (-25.3%)