PGIM ROCK ETF TR

Ticker: JULP CUSIP: 69420N841 Class: S&P 500 BUFFER

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (1)

UBS Group AG
Value ($000) $0 Shares 16

Increased Positions (3)

Concurrent Investment Advisors, LLC
Value ($000) $2,669 (+31.3%) Shares 86,601 (+28.5%)
PRUDENTIAL FINANCIAL INC
Value ($000) $8,359 (+51.2%) Shares 271,301 (+47.9%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,364 (+106513.0%) Shares 44,249 (+4.3%)

Decreased Positions (3)

ROYAL BANK OF CANADA
Value ($000) $93 (-78.8%) Shares 3,015 (-79.3%)
Cetera Investment Advisers
Value ($000) $667 (-4.0%) Shares 21,632 (-6.1%)
CENTAURUS FINANCIAL, INC.
Value ($000) $1 (-0.7%) Shares 27,481 (-2.9%)