PENNANTPARK INVT CORP

Ticker: PNNT CUSIP: 708062104 Class: CEF

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 7,276 Value ($000) $44 Avg Close $1.94 Range $1.66 - $2.10

Q3 2015

Shares 11,732 Value ($000) $75 Avg Close $2.11 Range $1.76 - $2.44

Q2 2015

Shares 12,604 Value ($000) $110 Avg Close $2.50 Range $2.38 - $2.61

Q1 2015

Shares 12,094 Value ($000) $109 Avg Close $2.37 Range $2.06 - $2.52

Q4 2014

Shares 5,532 Value ($000) $52 Avg Close $2.62 Range $2.19 - $2.78

Q3 2014

Shares 9,982 Value ($000) $108 Avg Close $2.80 Range $2.67 - $2.91

Q2 2014

Shares 9,982 Value ($000) $114 Avg Close $2.61 Range $2.45 - $2.82

Q1 2014

Shares 8,683 Value ($000) $95 Avg Close $2.62 Range $2.54 - $2.71

Q4 2013

Shares 7,363 Value ($000) $85 Avg Close $2.60 Range $2.43 - $2.75

Q3 2013

Shares 6,280 Value ($000) $70 Avg Close $2.52 Range $2.41 - $2.62

Q2 2013

Shares 6,280 Value ($000) $69 Avg Close $2.41 Range $2.26 - $2.57

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	7,276	$44	$1.94	$1.66 - $2.10
Q3 2015	11,732	$75	$2.11	$1.76 - $2.44
Q2 2015	12,604	$110	$2.50	$2.38 - $2.61
Q1 2015	12,094	$109	$2.37	$2.06 - $2.52
Q4 2014	5,532	$52	$2.62	$2.19 - $2.78
Q3 2014	9,982	$108	$2.80	$2.67 - $2.91
Q2 2014	9,982	$114	$2.61	$2.45 - $2.82
Q1 2014	8,683	$95	$2.62	$2.54 - $2.71
Q4 2013	7,363	$85	$2.60	$2.43 - $2.75
Q3 2013	6,280	$70	$2.52	$2.41 - $2.62
Q2 2013	6,280	$69	$2.41	$2.26 - $2.57