PENNANTPARK INVT CORP

Ticker: PNNT CUSIP: 708062104 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Invesco Ltd.1,836,639$10,946
LSV ASSET MANAGEMENT1,574,060$9
TWO SIGMA ADVISERS, LP1,230,618$7,334
TWO SIGMA INVESTMENTS, LP1,136,070$6,771
MORGAN STANLEY729,571$4,348
BlackRock, Inc.567,023$3,379
Truvestments Capital LLC492,808$2,937
Legal & General Group Plc469,742$2,797
Advisors Asset Management, Inc.465,646$2,775
Universal- Beteiligungs- und Servicegesellschaft mbH348,800$2,079
NewEdge Wealth, LLC319,426$1,904
Lido Advisors, LLC246,312$1,653
Rockefeller Capital Management L.P.195,676$1,166
Sunbelt Securities, Inc.175,787$1,048
Texas Capital Bank Wealth Management Services Inc152,033$906
Hennion & Walsh Asset Management, Inc.150,093$895
Closed-End Fund Advisors, Inc.150,093$895
GatePass Capital, LLC139,100$829
JANE STREET GROUP, LLC137,659$820
Janney Montgomery Scott LLC127,465$1
Virtus Investment Advisers, LLC123,166$734
XTX Topco Ltd114,408$682
Kovack Advisors, Inc.88,233$526
GREAT WEST LIFE ASSURANCE CO /CAN/83,111$0
Sterneck Capital Management, LLC77,738$463
CITADEL ADVISORS LLC73,389$437
Abbot Financial Management, Inc.73,321$437
Garner Asset Management Corp72,549$432
Gallagher Capital Advisors, LLC70,826$422
DENALI ADVISORS LLC70,810$422
RAYMOND JAMES FINANCIAL INC68,578$409
Founders Financial Alliance, LLC66,291$395
BANK OF AMERICA CORP /DE/58,747$350
OSAIC HOLDINGS, INC.54,366$324
SUSQUEHANNA INTERNATIONAL GROUP, LLP52,573$313
Freestone Capital Holdings, LLC49,300$294
Advisors Capital Management, LLC48,013$286
COMMONWEALTH EQUITY SERVICES, LLC47,407$283
NORTHERN TRUST CORP46,326$276
LPL Financial LLC45,314$270
WELLS FARGO & COMPANY/MN43,364$258
Thrivent Financial for Lutherans43,170$0
UBS Group AG41,815$249
CAXTON ASSOCIATES LLP41,606$248
Quantbot Technologies LP41,181$245
Ronald Blue Trust, Inc.41,006$244
Essex Financial Services, Inc.40,696$243
Brevan Howard Capital Management LP39,243$233
SIGNATUREFD, LLC38,921$232
D. E. Shaw & Co., Inc.37,225$222
Private Advisor Group, LLC33,827$202
EVERGREEN CAPITAL MANAGEMENT LLC32,317$194
Cambridge Investment Research Advisors, Inc.31,616$0
Virtu Financial LLC31,332$0
Arkadios Wealth Advisors30,061$179
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC28,450$170
CONFLUENCE INVESTMENT MANAGEMENT LLC27,848$166
Beaumont Financial Advisors, LLC27,205$162
Ethos Financial Group, LLC27,190$162
Foundations Investment Advisors, LLC27,066$161
Creative Planning27,007$161
US BANCORP \DE\26,500$158
Verition Fund Management LLC24,800$148
HighTower Advisors, LLC24,250$145
Close Asset Management Ltd24,150$0
Aquatic Capital Management LLC22,452$134
REGIONS FINANCIAL CORP20,000$119
TUDOR INVESTMENT CORP ET AL19,648$117
Cresset Asset Management, LLC19,000$115
BI Asset Management Fondsmaeglerselskab A/S18,664$0
ROYAL BANK OF CANADA17,337$103
Disciplined Investments, LLC17,000$101
NOMURA HOLDINGS INC16,500$98
Tower Research Capital LLC (TRC)14,538$87
CRAWFORD INVESTMENT COUNSEL INC14,300$85
MERIDIAN INVESTMENT COUNSEL INC.14,200$85
Brookstone Capital Management13,829$82
Baird Financial Group, Inc.13,725$82
Mariner, LLC12,794$76
Sound Income Strategies, LLC12,074$73
Squarepoint Ops LLC11,525$69
EMC Capital Management11,323$0
MARSHALL WACE, LLP11,299$67
FOX RUN MANAGEMENT, L.L.C.10,939$65
Advisory Alpha, LLC10,298$61
Cetera Investment Advisers10,219$61
Allworth Financial LP9,286$55
Kestra Advisory Services, LLC8,731$52
Dunhill Financial, LLC7,927$47
Parallel Advisors, LLC7,373$44
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,286$43
CIBC Private Wealth Group, LLC6,600$39
Caitong International Asset Management Co., Ltd6,364$38
Global Retirement Partners, LLC5,159$31
BNP PARIBAS ARBITRAGE, SA4,139$25
Cedar Wealth Management, LLC3,940$23
QUADRANT CAPITAL GROUP LLC2,834$17
PIN OAK INVESTMENT ADVISORS INC2,762$0
State of Alaska, Department of Revenue2,695$0
JONES FINANCIAL COMPANIES LLLP2,500$15
15 other institutions9,598$56
Total (115 institutions)13,259,791$67,601