PENNANTPARK INVT CORP

Ticker: PNNT CUSIP: 708062104 Class: CEF

SCHRODER INVESTMENT MANAGEMENT GROUP's Holding History (CIK: 0001086619)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 71,700 Value ($000) $792,285 Avg Close $2.62 Range $2.54 - $2.71

Q4 2013

Shares 109,700 Value ($000) $1,272,520 Avg Close $2.60 Range $2.43 - $2.75

Q3 2013

Shares 102,700 Value ($000) $1,158,456 Avg Close $2.52 Range $2.41 - $2.62

Q2 2013

Shares 9,200 Value ($000) $101,660 Avg Close $2.41 Range $2.26 - $2.57

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	71,700	$792,285	$2.62	$2.54 - $2.71
Q4 2013	109,700	$1,272,520	$2.60	$2.43 - $2.75
Q3 2013	102,700	$1,158,456	$2.52	$2.41 - $2.62
Q2 2013	9,200	$101,660	$2.41	$2.26 - $2.57