PENNANTPARK INVT CORP

Ticker: PNNT CUSIP: 708062104 Class: CEF

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 148,600 Value ($000) $993 Avg Close $2.67 Range $2.41 - $2.77

Q4 2017

Shares 148,600 Value ($000) $1,027 Avg Close $2.77 Range $2.49 - $2.92

Q3 2017

Shares 62,515 Value ($000) $470 Avg Close $2.75 Range $2.63 - $2.86

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	148,600	$993	$2.67	$2.41 - $2.77
Q4 2017	148,600	$1,027	$2.77	$2.49 - $2.92
Q3 2017	62,515	$470	$2.75	$2.63 - $2.86