PENNANTPARK INVT CORP

Ticker: PNNT CUSIP: 708062104 Class: CEF

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 10,003 Value ($000) $65 Avg Close $3.75 Range $3.56 - $3.95

Q2 2021

Shares 10,107 Value ($000) $68 Avg Close $3.68 Range $3.17 - $4.15

Q3 2019

Shares 81,755 Value ($000) $513 Avg Close $2.87 Range $2.76 - $3.03

Q4 2018

Shares 278,502 Value ($000) $1,774 Avg Close $2.94 Range $2.63 - $3.17

Q3 2018

Shares 408,791 Value ($000) $3,050 Avg Close $3.05 Range $2.81 - $3.16

Q2 2018

Shares 455,194 Value ($000) $3,191 Avg Close $2.78 Range $2.61 - $2.93

Q1 2018

Shares 528,401 Value ($000) $3,530 Avg Close $2.67 Range $2.41 - $2.77

Q4 2017

Shares 576,911 Value ($000) $3,986 Avg Close $2.77 Range $2.49 - $2.92

Q3 2017

Shares 595,991 Value ($000) $4,476 Avg Close $2.75 Range $2.63 - $2.86

Q2 2017

Shares 641,098 Value ($000) $4,738 Avg Close $2.75 Range $2.64 - $2.92

Q1 2017

Shares 576,531 Value ($000) $4,693 Avg Close $2.81 Range $2.64 - $3.02

Q4 2016

Shares 499,904 Value ($000) $3,829 Avg Close $2.56 Range $2.30 - $2.77

Q3 2016

Shares 425,214 Value ($000) $3,198 Avg Close $2.45 Range $2.20 - $2.69

Q2 2016

Shares 336,490 Value ($000) $2,298 Avg Close $2.02 Range $1.86 - $2.21

Q1 2016

Shares 321,402 Value ($000) $1,948 Avg Close $1.71 Range $1.38 - $1.95

Q4 2015

Shares 348,162 Value ($000) $2,150 Avg Close $1.94 Range $1.66 - $2.10

Q3 2015

Shares 342,691 Value ($000) $2,219 Avg Close $2.11 Range $1.76 - $2.44

Q2 2015

Shares 375,348 Value ($000) $3,296 Avg Close $2.50 Range $2.38 - $2.61

Q1 2015

Shares 372,893 Value ($000) $3,376 Avg Close $2.37 Range $2.06 - $2.52

Q4 2014

Shares 356,347 Value ($000) $3,395 Avg Close $2.62 Range $2.19 - $2.78

Q3 2014

Shares 311,260 Value ($000) $3,395 Avg Close $2.80 Range $2.67 - $2.91

Q2 2014

Shares 215,875 Value ($000) $2,473 Avg Close $2.61 Range $2.45 - $2.82

Q1 2014

Shares 120,683 Value ($000) $1,333 Avg Close $2.62 Range $2.54 - $2.71

Q4 2013

Shares 64,112 Value ($000) $744 Avg Close $2.60 Range $2.43 - $2.75

Q3 2013

Shares 11,395 Value ($000) $128 Avg Close $2.52 Range $2.41 - $2.62

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	10,003	$65	$3.75	$3.56 - $3.95
Q2 2021	10,107	$68	$3.68	$3.17 - $4.15
Q3 2019	81,755	$513	$2.87	$2.76 - $3.03
Q4 2018	278,502	$1,774	$2.94	$2.63 - $3.17
Q3 2018	408,791	$3,050	$3.05	$2.81 - $3.16
Q2 2018	455,194	$3,191	$2.78	$2.61 - $2.93
Q1 2018	528,401	$3,530	$2.67	$2.41 - $2.77
Q4 2017	576,911	$3,986	$2.77	$2.49 - $2.92
Q3 2017	595,991	$4,476	$2.75	$2.63 - $2.86
Q2 2017	641,098	$4,738	$2.75	$2.64 - $2.92
Q1 2017	576,531	$4,693	$2.81	$2.64 - $3.02
Q4 2016	499,904	$3,829	$2.56	$2.30 - $2.77
Q3 2016	425,214	$3,198	$2.45	$2.20 - $2.69
Q2 2016	336,490	$2,298	$2.02	$1.86 - $2.21
Q1 2016	321,402	$1,948	$1.71	$1.38 - $1.95
Q4 2015	348,162	$2,150	$1.94	$1.66 - $2.10
Q3 2015	342,691	$2,219	$2.11	$1.76 - $2.44
Q2 2015	375,348	$3,296	$2.50	$2.38 - $2.61
Q1 2015	372,893	$3,376	$2.37	$2.06 - $2.52
Q4 2014	356,347	$3,395	$2.62	$2.19 - $2.78
Q3 2014	311,260	$3,395	$2.80	$2.67 - $2.91
Q2 2014	215,875	$2,473	$2.61	$2.45 - $2.82
Q1 2014	120,683	$1,333	$2.62	$2.54 - $2.71
Q4 2013	64,112	$744	$2.60	$2.43 - $2.75
Q3 2013	11,395	$128	$2.52	$2.41 - $2.62