PENNANTPARK INVT CORP

Ticker: PNNT CUSIP: 708062104 Class: CEF

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 21,600 Value ($000) $176 Avg Close $2.81 Range $2.64 - $3.02

Q2 2016

Shares 4,300 Value ($000) $29 Avg Close $2.02 Range $1.86 - $2.21

Q4 2015

Shares 11,724 Value ($000) $72 Avg Close $1.94 Range $1.66 - $2.10

Q3 2015

Shares 8,614 Value ($000) $56 Avg Close $2.11 Range $1.76 - $2.44

Q2 2015

Shares 12,000 Value ($000) $105 Avg Close $2.50 Range $2.38 - $2.61

Q1 2015

Shares 12,000 Value ($000) $109 Avg Close $2.37 Range $2.06 - $2.52

Q4 2014

Shares 15,500 Value ($000) $148 Avg Close $2.62 Range $2.19 - $2.78

Q2 2014

Shares 12,500 Value ($000) $143 Avg Close $2.61 Range $2.45 - $2.82

Q2 2013

Shares 51,871 Value ($000) $573 Avg Close $2.41 Range $2.26 - $2.57

Q1 2013

Shares 51,871 Value ($000) $586 Avg Close $2.41 Range $2.29 - $2.57

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	21,600	$176	$2.81	$2.64 - $3.02
Q2 2016	4,300	$29	$2.02	$1.86 - $2.21
Q4 2015	11,724	$72	$1.94	$1.66 - $2.10
Q3 2015	8,614	$56	$2.11	$1.76 - $2.44
Q2 2015	12,000	$105	$2.50	$2.38 - $2.61
Q1 2015	12,000	$109	$2.37	$2.06 - $2.52
Q4 2014	15,500	$148	$2.62	$2.19 - $2.78
Q2 2014	12,500	$143	$2.61	$2.45 - $2.82
Q2 2013	51,871	$573	$2.41	$2.26 - $2.57
Q1 2013	51,871	$586	$2.41	$2.29 - $2.57