PENNANTPARK INVT CORP

Ticker: PNNT CUSIP: 708062104 Class: CEF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 417,534 Value ($000) $3,115 Avg Close $3.05 Range $2.81 - $3.16

Q2 2018

Shares 403,237 Value ($000) $2,825 Avg Close $2.78 Range $2.61 - $2.93

Q1 2018

Shares 402,120 Value ($000) $2,686 Avg Close $2.67 Range $2.41 - $2.77

Q4 2017

Shares 404,820 Value ($000) $2,797 Avg Close $2.77 Range $2.49 - $2.92

Q3 2017

Shares 350,270 Value ($000) $2,631 Avg Close $2.75 Range $2.63 - $2.86

Q2 2017

Shares 346,270 Value ($000) $2,559 Avg Close $2.75 Range $2.64 - $2.92

Q1 2017

Shares 342,555 Value ($000) $2,788 Avg Close $2.81 Range $2.64 - $3.02

Q4 2016

Shares 353,155 Value ($000) $2,705 Avg Close $2.56 Range $2.30 - $2.77

Q3 2016

Shares 318,282 Value ($000) $2,393 Avg Close $2.45 Range $2.20 - $2.69

Q2 2016

Shares 318,479 Value ($000) $2,175 Avg Close $2.02 Range $1.86 - $2.21

Q1 2016

Shares 304,479 Value ($000) $1,845 Avg Close $1.71 Range $1.38 - $1.95

Q4 2015

Shares 320,177 Value ($000) $1,979 Avg Close $1.94 Range $1.66 - $2.10

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	417,534	$3,115	$3.05	$2.81 - $3.16
Q2 2018	403,237	$2,825	$2.78	$2.61 - $2.93
Q1 2018	402,120	$2,686	$2.67	$2.41 - $2.77
Q4 2017	404,820	$2,797	$2.77	$2.49 - $2.92
Q3 2017	350,270	$2,631	$2.75	$2.63 - $2.86
Q2 2017	346,270	$2,559	$2.75	$2.64 - $2.92
Q1 2017	342,555	$2,788	$2.81	$2.64 - $3.02
Q4 2016	353,155	$2,705	$2.56	$2.30 - $2.77
Q3 2016	318,282	$2,393	$2.45	$2.20 - $2.69
Q2 2016	318,479	$2,175	$2.02	$1.86 - $2.21
Q1 2016	304,479	$1,845	$1.71	$1.38 - $1.95
Q4 2015	320,177	$1,979	$1.94	$1.66 - $2.10