PENNANTPARK INVT CORP

Ticker: PNNT CUSIP: 708062104 Class: CEF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 500 Value ($000) $3 Avg Close $2.11 Range $1.76 - $2.44

Q2 2015

Shares 500 Value ($000) $4 Avg Close $2.50 Range $2.38 - $2.61

Q1 2015

Shares 500 Value ($000) $5 Avg Close $2.37 Range $2.06 - $2.52

Q4 2014

Shares 500 Value ($000) $5 Avg Close $2.62 Range $2.19 - $2.78

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	500	$3	$2.11	$1.76 - $2.44
Q2 2015	500	$4	$2.50	$2.38 - $2.61
Q1 2015	500	$5	$2.37	$2.06 - $2.52
Q4 2014	500	$5	$2.62	$2.19 - $2.78