PENNANTPARK INVT CORP

Ticker: PNNT CUSIP: 708062104 Class: CEF

Trust Asset Management LLC's Holding History (CIK: 0001608376)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 135,388 Value ($000) $1,037 Avg Close $2.56 Range $2.30 - $2.77

Q3 2016

Shares 135,388 Value ($000) $1,018 Avg Close $2.45 Range $2.20 - $2.69

Q2 2016

Shares 137,848 Value ($000) $942 Avg Close $2.02 Range $1.86 - $2.21

Q1 2016

Shares 135,536 Value ($000) $821 Avg Close $1.71 Range $1.38 - $1.95

Q4 2015

Shares 150,612 Value ($000) $931 Avg Close $1.94 Range $1.66 - $2.10

Q2 2015

Shares 144,304 Value ($000) $1,267 Avg Close $2.50 Range $2.38 - $2.61

Q1 2015

Shares 135,536 Value ($000) $1,227 Avg Close $2.37 Range $2.06 - $2.52

Q4 2014

Shares 128,862 Value ($000) $1,228 Avg Close $2.62 Range $2.19 - $2.78

Q3 2014

Shares 61,801 Value ($000) $708 Avg Close $2.80 Range $2.67 - $2.91

Q2 2014

Shares 61,801 Value ($000) $708 Avg Close $2.61 Range $2.45 - $2.82

Q1 2014

Shares 63,711 Value ($000) $704 Avg Close $2.62 Range $2.54 - $2.71

Q3 2011

Shares 150,612 Value ($000) $974 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	135,388	$1,037	$2.56	$2.30 - $2.77
Q3 2016	135,388	$1,018	$2.45	$2.20 - $2.69
Q2 2016	137,848	$942	$2.02	$1.86 - $2.21
Q1 2016	135,536	$821	$1.71	$1.38 - $1.95
Q4 2015	150,612	$931	$1.94	$1.66 - $2.10
Q2 2015	144,304	$1,267	$2.50	$2.38 - $2.61
Q1 2015	135,536	$1,227	$2.37	$2.06 - $2.52
Q4 2014	128,862	$1,228	$2.62	$2.19 - $2.78
Q3 2014	61,801	$708	$2.80	$2.67 - $2.91
Q2 2014	61,801	$708	$2.61	$2.45 - $2.82
Q1 2014	63,711	$704	$2.62	$2.54 - $2.71
Q3 2011	150,612	$974	—	—