PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 11,097 Value ($000) $54 Avg Close $5.37 Range $1.74 - $6.51

Q4 2019

Shares 10,697 Value ($000) $130 Avg Close $5.95 Range $5.59 - $6.35

Q3 2019

Shares 10,997 Value ($000) $128 Avg Close $5.67 Range $5.42 - $5.81

Q2 2019

Shares 10,997 Value ($000) $127 Avg Close $5.88 Range $5.50 - $6.38

Q1 2019

Shares 10,997 Value ($000) $141 Avg Close $5.99 Range $5.31 - $6.27

Q4 2018

Shares 10,997 Value ($000) $127 Avg Close $5.76 Range $5.10 - $6.13

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	11,097	$54	$5.37	$1.74 - $6.51
Q4 2019	10,697	$130	$5.95	$5.59 - $6.35
Q3 2019	10,997	$128	$5.67	$5.42 - $5.81
Q2 2019	10,997	$127	$5.88	$5.50 - $6.38
Q1 2019	10,997	$141	$5.99	$5.31 - $6.27
Q4 2018	10,997	$127	$5.76	$5.10 - $6.13