PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Sound Income Strategies, LLC4,643,958$44,257
VAN ECK ASSOCIATES CORP2,331,159$22
UBS Group AG1,367,442$12,676
Altshuler Shaham Ltd1,320,156$12,238
Invesco Ltd.1,222,697$11,334
Diameter Capital Partners LP1,184,476$10,980
MARSHALL WACE, LLP771,048$7,148
MILLENNIUM MANAGEMENT LLC690,051$6,397
Legal & General Group Plc687,570$6,377
BlackRock, Inc.681,881$6,321
Truffle Hound Capital, LLC600,000$5,562
MORGAN STANLEY577,124$5,350
Qube Research & Technologies Ltd518,749$4,809
LPL Financial LLC417,065$3,866
TWO SIGMA INVESTMENTS, LP397,063$3,681
Advisors Asset Management, Inc.344,109$3,190
GraniteShares Advisors LLC292,844$2,715
Trexquant Investment LP223,878$2,075
JANE STREET GROUP, LLC217,228$2,014
OSAIC HOLDINGS, INC.208,639$1,934
XTX Topco Ltd180,640$1,675
NewEdge Wealth, LLC171,744$1,592
Muzinich & Co., Inc.170,836$1,584
WELLS FARGO & COMPANY/MN151,558$1,405
Sumitomo Mitsui Trust Holdings, Inc.147,213$1,365
GREAT WEST LIFE ASSURANCE CO /CAN/125,122$1
Krilogy Financial LLC123,880$1,173
PFG Investments, LLC123,507$1,145
STATE STREET CORP107,263$1,005
VARCOV Co.100,078$928
PFG Advisors98,057$909
Cerity Partners LLC82,010$760
Cambridge Investment Research Advisors, Inc.81,314$1
Virtus Investment Advisers, LLC79,701$739
CastleKnight Management LP79,100$733
Yelin Lapidot Holdings Management Ltd.74,427$690
HighTower Advisors, LLC71,205$660
Cetera Investment Advisers68,278$633
BANK OF AMERICA CORP /DE/67,997$630
BNP PARIBAS ARBITRAGE, SA59,281$550
GUGGENHEIM CAPITAL LLC59,147$548
STIFEL FINANCIAL CORP50,957$472
DENALI ADVISORS LLC48,547$450
ENVESTNET ASSET MANAGEMENT INC45,578$423
OXFORD ASSET MANAGEMENT LLP45,382$421
NORTHERN TRUST CORP45,286$420
COMMONWEALTH EQUITY SERVICES, LLC44,522$413
Quantbot Technologies LP40,986$380
Janney Montgomery Scott LLC40,141$0
WEDBUSH SECURITIES INC39,262$0
Vantage Financial Partners, LLC38,499$357
Sovran Advisors, LLC36,464$354
GOLDMAN SACHS GROUP INC35,158$326
Jump Financial, LLC34,519$320
Cornerstone Wealth Management, LLC34,421$319
Closed-End Fund Advisors, Inc.30,683$284
Brevan Howard Capital Management LP29,723$276
Freestone Capital Holdings, LLC27,045$251
CERTUITY, LLC26,658$247
AE Wealth Management LLC22,118$205
ROYAL BANK OF CANADA22,053$204
M&T Bank Corp21,899$203
Ethos Financial Group, LLC21,308$198
Foundations Investment Advisors, LLC21,201$197
BEACON INVESTMENT ADVISORS LLC20,916$194
Naviter Wealth, LLC20,766$195
Aquatic Capital Management LLC19,921$185
NOMURA HOLDINGS INC19,887$184
Facet Wealth, Inc.19,805$186
RAYMOND JAMES FINANCIAL INC18,586$172
PharVision Advisers, LLC17,494$162
Schonfeld Strategic Advisors LLC16,088$149
Sunbelt Securities, Inc.15,729$146
VestGen Advisors, LLC14,500$134
EP Wealth Advisors, LLC14,461$134
Garner Asset Management Corp14,281$132
Strategies Wealth Advisors, LLC13,763$128
CALTON & ASSOCIATES, INC.13,501$125
Sowell Financial Services LLC13,410$124
Private Advisor Group, LLC13,094$121
KW WEALTH MANAGEMENT LLC13,002$121
Corient Private Wealth LLC12,861$117
Lido Advisors, LLC12,114$109
Bridgewealth Advisory Group, LLC12,035$112
FULTON BREAKEFIELD BROENNIMAN LLC11,798$109
BCO Wealth Management LLC11,706$109
Mariner, LLC11,201$104
Teamwork Financial Advisors, LLC10,844$101
SUSQUEHANNA INTERNATIONAL GROUP, LLP10,822$100
Glenview Trust co10,650$99
WESTBOURNE INVESTMENTS, INC.10,500$101
Sigma Planning Corp10,495$97
EverSource Wealth Advisors, LLC10,001$93
INVESTMENT PARTNERS, LTD.10,000$93
Sage Mountain Advisors LLC10,000$93
Key Capital Management, INC9,783$91
Golden State Wealth Management, LLC9,756$90
Kestra Advisory Services, LLC9,623$89
CWM, LLC7,382$0
CIBC Private Wealth Group, LLC7,122$66
34 other institutions70,771$592
Total (134 institutions)22,270,573$183,345