PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

KAYNE ANDERSON CAPITAL ADVISORS LP's Holding History (CIK: 0000949615)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 31,500 Value ($000) $416 Avg Close $4.86 Range $4.60 - $5.08

Q2 2016

Shares 63,500 Value ($000) $787 Avg Close $4.45 Range $4.21 - $4.68

Q1 2016

Shares 121,000 Value ($000) $1,415 Avg Close $4.01 Range $3.49 - $4.29

Q4 2015

Shares 79,000 Value ($000) $888 Avg Close $4.10 Range $3.74 - $4.32

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	31,500	$416	$4.86	$4.60 - $5.08
Q2 2016	63,500	$787	$4.45	$4.21 - $4.68
Q1 2016	121,000	$1,415	$4.01	$3.49 - $4.29
Q4 2015	79,000	$888	$4.10	$3.74 - $4.32