PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

REGIONS FINANCIAL CORP's Holding History (CIK: 0001281761)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 600 Value ($000) $8 Avg Close $5.99 Range $5.31 - $6.27

Q4 2018

Shares 600 Value ($000) $7 Avg Close $5.76 Range $5.10 - $6.13

Q3 2018

Shares 600 Value ($000) $8 Avg Close $6.05 Range $5.91 - $6.19

Q2 2018

Shares 600 Value ($000) $8 Avg Close $5.92 Range $5.62 - $6.21

Q1 2018

Shares 600 Value ($000) $8 Avg Close $5.65 Range $5.11 - $5.92

Q4 2017

Shares 600 Value ($000) $8 Avg Close $5.90 Range $5.73 - $6.12

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	600	$8	$5.99	$5.31 - $6.27
Q4 2018	600	$7	$5.76	$5.10 - $6.13
Q3 2018	600	$8	$6.05	$5.91 - $6.19
Q2 2018	600	$8	$5.92	$5.62 - $6.21
Q1 2018	600	$8	$5.65	$5.11 - $5.92
Q4 2017	600	$8	$5.90	$5.73 - $6.12