PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

Allen Investment Management LLC's Holding History (CIK: 0001326234)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 12,336 Value ($000) $169 Avg Close $4.48 Range $4.11 - $4.63

Q3 2014

Shares 82,771 Value ($000) $1,141 Avg Close $4.46 Range $4.32 - $4.59

Q2 2014

Shares 94,288 Value ($000) $1,347 Avg Close $4.30 Range $4.15 - $4.51

Q1 2014

Shares 51,557 Value ($000) $713 Avg Close $4.22 Range $4.05 - $4.37

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	12,336	$169	$4.48	$4.11 - $4.63
Q3 2014	82,771	$1,141	$4.46	$4.32 - $4.59
Q2 2014	94,288	$1,347	$4.30	$4.15 - $4.51
Q1 2014	51,557	$713	$4.22	$4.05 - $4.37