PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 24,300 Value ($000) $352 Avg Close $5.85 Range $5.69 - $6.00
Q2 2017
Shares 2,600 Value ($000) $37 Avg Close $5.62 Range $5.43 - $5.81
Q4 2015
Shares 5,000 Value ($000) $56 Avg Close $4.10 Range $3.74 - $4.32
Q3 2015
Shares 5,000 Value ($000) $60 Avg Close $4.46 Range $3.40 - $4.87
Q1 2014
Shares 7,000 Value ($000) $97 Avg Close $4.22 Range $4.05 - $4.37
Q4 2013
Shares 14,466 Value ($000) $199 Avg Close $4.04 Range $3.86 - $4.20
Q3 2013
Shares 14,466 Value ($000) $199 Avg Close $4.03 Range $3.73 - $4.27
Q2 2013
Shares 14,466 Value ($000) $205 Avg Close $4.10 Range $3.84 - $4.33
Q1 2013
Shares 20,668 Value ($000) $289 Avg Close $3.88 Range $3.57 - $4.12