PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 46,172 Value ($000) $639 Avg Close $4.22 Range $4.05 - $4.37

Q4 2013

Shares 46,377 Value ($000) $636 Avg Close $4.04 Range $3.86 - $4.20

Q3 2013

Shares 40,125 Value ($000) $553 Avg Close $4.03 Range $3.73 - $4.27

Q2 2013

Shares 29,566 Value ($000) $418 Avg Close $4.10 Range $3.84 - $4.33

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	46,172	$639	$4.22	$4.05 - $4.37
Q4 2013	46,377	$636	$4.04	$3.86 - $4.20
Q3 2013	40,125	$553	$4.03	$3.73 - $4.27
Q2 2013	29,566	$418	$4.10	$3.84 - $4.33