PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

Sumitomo Mitsui DS Asset Management Company, Ltd's Holding History (CIK: 0001411530)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 103,550 Value ($000) $1,326 Avg Close $5.99 Range $5.31 - $6.27

Q4 2018

Shares 109,236 Value ($000) $1,263 Avg Close $5.76 Range $5.10 - $6.13

Q3 2018

Shares 126,810 Value ($000) $1,667 Avg Close $6.05 Range $5.91 - $6.19

Q2 2018

Shares 130,873 Value ($000) $1,787 Avg Close $5.92 Range $5.62 - $6.21

Q1 2014

Shares 36,360 Value ($000) $502 Avg Close $4.22 Range $4.05 - $4.37

Q4 2013

Shares 22,720 Value ($000) $311 Avg Close $4.04 Range $3.86 - $4.20

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	103,550	$1,326	$5.99	$5.31 - $6.27
Q4 2018	109,236	$1,263	$5.76	$5.10 - $6.13
Q3 2018	126,810	$1,667	$6.05	$5.91 - $6.19
Q2 2018	130,873	$1,787	$5.92	$5.62 - $6.21
Q1 2014	36,360	$502	$4.22	$4.05 - $4.37
Q4 2013	22,720	$311	$4.04	$3.86 - $4.20