PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 186,236 Value ($000) $2,449 Avg Close $6.05 Range $5.91 - $6.19
Q2 2018
Shares 186,236 Value ($000) $2,544 Avg Close $5.92 Range $5.62 - $6.21
Q1 2018
Shares 184,936 Value ($000) $2,421 Avg Close $5.65 Range $5.11 - $5.92
Q4 2017
Shares 184,936 Value ($000) $2,537 Avg Close $5.90 Range $5.73 - $6.12
Q3 2017
Shares 181,985 Value ($000) $2,635 Avg Close $5.85 Range $5.69 - $6.00
Q2 2017
Shares 183,585 Value ($000) $2,590 Avg Close $5.62 Range $5.43 - $5.81
Q1 2017
Shares 183,503 Value ($000) $2,558 Avg Close $5.47 Range $5.24 - $5.56
Q4 2016
Shares 179,970 Value ($000) $2,539 Avg Close $5.21 Range $4.70 - $5.53
Q3 2016
Shares 179,320 Value ($000) $2,372 Avg Close $4.86 Range $4.60 - $5.08
Q2 2016
Shares 179,820 Value ($000) $2,230 Avg Close $4.45 Range $4.21 - $4.68
Q1 2016
Shares 177,814 Value ($000) $2,080 Avg Close $4.01 Range $3.49 - $4.29
Q4 2015
Shares 170,360 Value ($000) $1,916 Avg Close $4.10 Range $3.74 - $4.32