PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

Bulldog Investors, LLP's Holding History (CIK: 0001504304)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 57,000 Value ($000) $785 Avg Close $4.03 Range $3.73 - $4.27
Q1 2013
Shares 65,954 Value ($000) $921 Avg Close $3.88 Range $3.57 - $4.12