PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 468 Value ($000) $6 Avg Close $4.46 Range $4.32 - $4.59
Q2 2014
Shares 400 Value ($000) $6 Avg Close $4.30 Range $4.15 - $4.51