PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 38,470 Value ($000) $450 Avg Close $4.01 Range $3.49 - $4.29
Q4 2014
Shares 45,006 Value ($000) $618 Avg Close $4.48 Range $4.11 - $4.63