PENNANTPARK FLOATING RATE CA

Ticker: PFLT CUSIP: 70806A106 Class: COM

FLAGSHIP HARBOR ADVISORS, LLC's Holding History (CIK: 0001691766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 2,433 Value ($000) $30 Avg Close $5.95 Range $5.59 - $6.35

Q3 2019

Shares 2,433 Value ($000) $28 Avg Close $5.67 Range $5.42 - $5.81

Q2 2019

Shares 2,433 Value ($000) $28 Avg Close $5.88 Range $5.50 - $6.38

Q1 2019

Shares 4,183 Value ($000) $53 Avg Close $5.99 Range $5.31 - $6.27

Q4 2018

Shares 4,183 Value ($000) $48 Avg Close $5.76 Range $5.10 - $6.13

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	2,433	$30	$5.95	$5.59 - $6.35
Q3 2019	2,433	$28	$5.67	$5.42 - $5.81
Q2 2019	2,433	$28	$5.88	$5.50 - $6.38
Q1 2019	4,183	$53	$5.99	$5.31 - $6.27
Q4 2018	4,183	$48	$5.76	$5.10 - $6.13