PENNYMAC FINL SVCS INC NEW

Ticker: PFSI CUSIP: 70932M107 Class: Common Stock

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 3,060 Value ($000) $403 Avg Close $126.84 Range $113.90 - $137.08

Q3 2025

Shares 3,060 Value ($000) $379 Avg Close $107.45 Range $91.00 - $129.29

Q1 2023

Shares 24,740 Value ($000) $1,475 Avg Close $59.75 Range $52.20 - $71.11

Q4 2022

Shares 14,000 Value ($000) $793 Avg Close $50.96 Range $40.10 - $58.30

Q3 2022

Shares 45,499 Value ($000) $1,953 Avg Close $50.10 Range $41.03 - $57.76

Q2 2022

Shares 41,638 Value ($000) $1,820 Avg Close $45.08 Range $36.86 - $51.10

Q3 2020

Shares 5,500 Value ($000) $320 Avg Close $46.28 Range $36.69 - $56.57

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	3,060	$403	$126.84	$113.90 - $137.08
Q3 2025	3,060	$379	$107.45	$91.00 - $129.29
Q1 2023	24,740	$1,475	$59.75	$52.20 - $71.11
Q4 2022	14,000	$793	$50.96	$40.10 - $58.30
Q3 2022	45,499	$1,953	$50.10	$41.03 - $57.76
Q2 2022	41,638	$1,820	$45.08	$36.86 - $51.10
Q3 2020	5,500	$320	$46.28	$36.69 - $56.57