PENNYMAC FINL SVCS INC NEW

Ticker: PFSI CUSIP: 70932M107 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MFN Partners Management, LP4,531,792$597,471
VANGUARD GROUP INC2,832,737$373,468
FMR LLC2,226,631$293,559
BlackRock, Inc.2,212,703$291,723
DIMENSIONAL FUND ADVISORS LP1,789,369$235,916
Invesco Ltd.1,569,184$206,881
STATE STREET CORP814,156$107,338
T. Rowe Price Investment Management, Inc.744,487$98
GEODE CAPITAL MANAGEMENT, LLC692,304$91,287
PRICE T ROWE ASSOCIATES INC /MD/671,025$88
140 Summer Partners LP669,892$88,319
JPMORGAN CHASE & CO598,527$78,910
GOLDMAN SACHS GROUP INC563,917$74,347
BASSWOOD CAPITAL MANAGEMENT, L.L.C.550,927$72,634
CHARLES SCHWAB INVESTMENT MANAGEMENT INC441,401$58,194
AMERICAN CENTURY COMPANIES INC426,982$56,294
CITADEL ADVISORS LLC425,284$56,069
Senvest Management, LLC417,333$55,021
AMERIPRISE FINANCIAL INC346,771$45,718
NORGES BANK335,911$44,287
Boston Partners323,824$43,425
Senator Investment Group LP287,093$37,850
NORTHERN TRUST CORP259,247$34,179
Bank of New York Mellon Corp255,898$33,738
Limestone Investment Advisors LP250,000$261
GOLDENTREE ASSET MANAGEMENT LP227,377$29,917
MASSACHUSETTS FINANCIAL SERVICES CO /MA/215,993$28,477
TWO SIGMA INVESTMENTS, LP213,171$28,104
Qube Research & Technologies Ltd197,602$26,052
PALISADE CAPITAL MANAGEMENT, LP183,469$24,189
Nuveen, LLC150,280$19,813
MORGAN STANLEY144,092$18,997
BANK OF AMERICA CORP /DE/138,527$18,263
Kinetic Partners Management, LP125,900$16,599
Lightrock Netherlands B.V.124,313$16,389
JANE STREET GROUP, LLC90,255$11,899
BW Gestao de Investimentos Ltda.90,000$11,866
Concentric Capital Strategies, LP86,478$11,401
ALLIANCEBERNSTEIN L.P.86,390$11,390
UBS Group AG84,539$11,146
DARK FOREST CAPITAL MANAGEMENT LP83,391$10,994
UBS ASSET MANAGEMENT AMERICAS INC75,104$9,902
NEW YORK STATE COMMON RETIREMENT FUND72,201$9,519
Interval Partners, LP68,319$9,007
BARCLAYS PLC65,927$8,692
TD Asset Management Inc63,174$8,329
VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V.62,939$8,298
Swiss National Bank61,200$8,069
MILLENNIUM MANAGEMENT LLC60,116$7,926
TWO SIGMA ADVISERS, LP60,000$7,910
1832 Asset Management L.P.58,600$7,726
Schonfeld Strategic Advisors LLC48,291$6,367
BALYASNY ASSET MANAGEMENT L.P.45,391$5,984
Philadelphia Financial Management of San Francisco, LLC43,787$5,773
WELLS FARGO & COMPANY/MN40,993$5,405
CLOUGH CAPITAL PARTNERS L P40,890$5,391
RHUMBLINE ADVISERS40,821$5,382
Brevan Howard Capital Management LP39,521$5,210
EAM Investors, LLC37,009$4,879
South Dakota Investment Council36,638$5
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.36,015$4,748
CITIGROUP INC35,725$4,710
Legal & General Group Plc32,549$4,291
RENAISSANCE TECHNOLOGIES LLC32,400$4,272
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM29,313$3,865
TUDOR INVESTMENT CORP ET AL29,118$3,839
IMC-Chicago, LLC28,731$3,788
FJ Capital Management LLC28,562$3,766
TWINBEECH CAPITAL LP27,325$3,603
BOOTHBAY FUND MANAGEMENT, LLC25,226$3,326
SEI INVESTMENTS CO25,201$3,322
DEUTSCHE BANK AG\23,151$3,052
Hudson Bay Capital Management LP22,883$3,017
Walleye Capital LLC22,538$2,971
AQR CAPITAL MANAGEMENT LLC21,816$2,876
EMG Holdings, L.P.20,000$2,637
Alight Capital Management LP20,000$2,637
Russell Investments Group, Ltd.18,778$2,478
Creative Planning18,121$2,389
State of New Jersey Common Pension Fund D17,265$2,276
MANUFACTURERS LIFE INSURANCE COMPANY, THE16,958$2,236
FIRST TRUST ADVISORS LP16,808$2,216
Squarepoint Ops LLC16,490$2,174
MetLife Investment Management, LLC16,339$2,154
Man Group plc15,600$2,057
SIMPLEX TRADING, LLC15,151$1,998
Y-Intercept (Hong Kong) Ltd14,048$1,852
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.13,568$1,789
JANUS HENDERSON GROUP PLC13,514$1,783
VICTORY CAPITAL MANAGEMENT INC11,351$1,497
FRANKLIN RESOURCES INC11,275$1,486
PRINCIPAL FINANCIAL GROUP INC10,595$1,397
Aquatic Capital Management LLC10,546$1,390
NewEdge Wealth, LLC10,452$1,378
SUSQUEHANNA INTERNATIONAL GROUP, LLP10,375$1,368
Zurcher Kantonalbank (Zurich Cantonalbank)10,345$1,364
INTECH INVESTMENT MANAGEMENT LLC10,314$1,360
MERCER GLOBAL ADVISORS INC /ADV10,167$1,340
Quantbot Technologies LP9,670$1,275
ExodusPoint Capital Management, LP9,265$1,221
162 other institutions342,494$39,623
Total (262 institutions)28,610,135$3,543,165