PIMCO CORPORATE & INCOME OPP

CUSIP: 72201B101 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LPL Financial LLC2,656,538$34,269
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,588,133$33,387
MORGAN STANLEY2,516,693$32,465
XML Financial, LLC1,596,655$20,597
Merrithew & Thorsten Inc1,527,984$20
Invesco Ltd.1,324,697$17,089
RIVERNORTH CAPITAL MANAGEMENT, LLC1,242,310$16,026
Cetera Investment Advisers1,120,420$14,453
Logan Stone Capital, LLC949,085$12,243
OSAIC HOLDINGS, INC.816,477$10,533
Private Advisor Group, LLC785,844$10,137
ENVESTNET ASSET MANAGEMENT INC781,203$10,078
PFG Investments, LLC630,874$8,138
WELLS FARGO & COMPANY/MN627,242$8,091
RAYMOND JAMES FINANCIAL INC584,292$7,537
ROYAL BANK OF CANADA584,073$7,535
Accel Wealth Management502,582$6,483
Cambridge Investment Research Advisors, Inc.498,639$6
COMMONWEALTH EQUITY SERVICES, LLC496,061$6,399
TRUIST FINANCIAL CORP449,144$5,794
Equitable Holdings, Inc.448,922$5,791
GUGGENHEIM CAPITAL LLC410,695$5,298
Kestra Advisory Services, LLC403,582$5,206
Evergreen Wealth Management, LLC352,230$4,544
BANK OF AMERICA CORP /DE/351,571$4,535
JANE STREET GROUP, LLC348,334$4,494
Dynamic Advisor Solutions LLC278,702$3,595
Marex Group plc271,902$3,508
Noble Wealth Management PBC223,857$2,888
UBS Group AG196,055$2,529
Steward Partners Investment Advisory, LLC188,614$2,433
PRINCIPAL SECURITIES, INC.179,735$2,319
Golden State Equity Partners175,846$2,268
STIFEL FINANCIAL CORP169,052$2,181
Elm3 Financial Group, LLC166,425$2,147
Smith Asset Management Co., LLC162,381$2,095
Zullo Investment Group, Inc.140,028$1,806
XTX Topco Ltd134,124$1,730
Plotkin Financial Advisors, LLC127,102$1,640
Covenant Asset Management, LLC122,668$1,582
UMB Bank, n.a.99,000$1,277
NBT BANK N A /NY98,400$1,269
Financial Engines Advisors L.L.C.97,411$1,257
Mariner, LLC97,207$1,254
C2C Wealth Management, LLC94,700$1,222
Ausdal Financial Partners, Inc.89,228$1,153
SUSQUEHANNA INTERNATIONAL GROUP, LLP88,316$1,139
NewEdge Advisors, LLC88,202$1,138
AE Wealth Management LLC87,347$1,127
OPPENHEIMER & CO INC87,010$1,122
Samalin Investment Counsel, LLC86,606$1,117
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.85,254$1,100
Signature Equity Partners, LLC83,773$1,081
CAPTRUST FINANCIAL ADVISORS79,863$1,030
CARY STREET PARTNERS FINANCIAL LLC76,906$992
Wealthspire Advisors, LLC76,463$986
Janney Montgomery Scott LLC74,337$1
Prosperity Wealth Management, Inc.73,662$950
Sanctuary Advisors, LLC71,717$925
OneDigital Investment Advisors LLC68,645$886
MML INVESTORS SERVICES, LLC65,947$851
Cornerstone Wealth Management, LLC65,721$848
Triumph Capital Management65,285$842
ORLEANS CAPITAL MANAGEMENT CORP/LA64,830$836
HighTower Advisors, LLC62,580$807
EXENCIAL WEALTH ADVISORS, LLC62,526$807
J.W. COLE ADVISORS, INC.61,981$800
FELL CAPITAL MANAGEMENT /ADV59,950$773
Thomas J. Herzfeld Advisors, Inc.55,818$720
GHE, LLC55,450$715
Sovran Advisors, LLC54,789$716
MILLENNIUM MANAGEMENT LLC48,066$620
HOLLENCREST CAPITAL MANAGEMENT46,513$600
DIVERSIFY WEALTH MANAGEMENT, LLC46,221$604
Presper Financial Architects, LLC45,638$589
Sigma Planning Corp45,272$584
Cerity Partners LLC45,064$581
Main Street Group, LTD43,078$556
NWAM LLC42,215$552
READYSTATE ASSET MANAGEMENT LP40,936$528
Arkadios Wealth Advisors40,108$517
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC38,709$511
PRIVATE TRUST CO NA37,395$482
DELTA FINANCIAL ADVISORS LLC36,325$469
CAHILL FINANCIAL ADVISORS INC36,162$466
NWF Advisory Services Inc.35,803$462
Rockefeller Capital Management L.P.33,455$432
Avior Wealth Management, LLC33,070$427
Sunbelt Securities, Inc.32,039$413
World Investment Advisors31,755$410
Capital Analysts, LLC31,652$0
Lido Advisors, LLC30,626$397
Western Wealth Management, LLC30,371$392
Red Door Wealth Management, LLC30,118$389
Collaborative Wealth Managment Inc.29,828$385
Kingsview Wealth Management, LLC29,354$379
Belpointe Asset Management LLC29,069$375
TPG Advisors LLC28,814$372
Accelerate Investment Advisors LLC28,650$370
B. Riley Wealth Advisors, Inc.27,245$351
110 other institutions1,129,115$13,061
Total (210 institutions)31,692,361$379,884