PIMCO CORPORATE & INCOME OPP

CUSIP: 72201B101 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,800 Value ($000) $23 Avg Close — Range —
Q2 2015
Shares 1,800 Value ($000) $26 Avg Close — Range —
Q1 2015
Shares 2,800 Value ($000) $44 Avg Close — Range —
Q4 2014
Shares 2,000 Value ($000) $32 Avg Close — Range —
Q3 2014
Shares 2,000 Value ($000) $34 Avg Close — Range —
Q2 2014
Shares 1,450 Value ($000) $27 Avg Close — Range —
Q1 2014
Shares 1,250 Value ($000) $23 Avg Close — Range —
Q3 2013
Shares 1,250 Value ($000) $23 Avg Close — Range —
Q2 2013
Shares 1,250 Value ($000) $25 Avg Close — Range —