PIMCO INCOME STRATEGY FD

CUSIP: 72201H108 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
GUGGENHEIM CAPITAL LLC983,056$8,287
AMERIPRISE FINANCIAL INC719,418$6,065
MORGAN STANLEY553,865$4,669
LPL Financial LLC497,728$4,196
WELLS FARGO & COMPANY/MN416,405$3,510
GraniteShares Advisors LLC324,852$2,739
Invesco Ltd.317,350$2,675
HOHIMER WEALTH MANAGEMENT, LLC256,970$2,166
STIFEL FINANCIAL CORP255,725$2,156
CENTAURUS FINANCIAL, INC.253,640$2
COMMONWEALTH EQUITY SERVICES, LLC252,975$2,133
OSAIC HOLDINGS, INC.232,807$1,963
BANK OF AMERICA CORP /DE/204,988$1,728
ROYAL BANK OF CANADA202,806$1,710
Cetera Investment Advisers173,467$1,462
Pinnacle Financial Partners, Inc.133,001$1,121
HORIZON KINETICS ASSET MANAGEMENT LLC93,252$786
TRUIST FINANCIAL CORP92,049$776
NewEdge Advisors, LLC90,650$764
Cambridge Investment Research Advisors, Inc.89,577$1
Cypress Capital Group58,213$491
Janney Montgomery Scott LLC56,523$0
RAYMOND JAMES FINANCIAL INC56,053$473
Noble Wealth Management PBC52,930$446
Geneos Wealth Management Inc.52,555$443
J.W. COLE ADVISORS, INC.52,462$442
Kestra Advisory Services, LLC49,298$416
SILVER OAK SECURITIES, INCORPORATED47,843$405
Sanctuary Advisors, LLC40,911$345
StoneX Group Inc.39,898$338
Elm3 Financial Group, LLC27,435$231
TD Waterhouse Canada Inc.24,785$210
Stratos Wealth Partners, LTD.24,621$208
SHUFRO ROSE & CO LLC24,100$203
D.A. DAVIDSON & CO.23,999$202
TWO SIGMA SECURITIES, LLC23,539$198
PFG Investments, LLC23,500$198
Armor Investment Advisors, LLC21,736$183
Beacon Pointe Advisors, LLC20,605$174
Fortitude Advisory Group L.L.C.20,472$173
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO19,998$169
BlackRock, Inc.19,764$167
Lido Advisors, LLC18,815$162
Kingsview Wealth Management, LLC18,412$155
Western Wealth Management, LLC18,345$155
UBS Group AG17,123$144
Sowell Financial Services LLC16,641$140
Focus Partners Wealth15,095$127
Element Wealth, LLC14,947$126
INTEGRITY ALLIANCE, LLC.14,724$124
Tudor Financial Inc.14,708$124
Mariner, LLC13,863$117
JANE STREET GROUP, LLC12,547$106
SCOTIA CAPITAL INC.11,748$99
NATIONAL BANK OF CANADA /FI/11,505$97
ENVESTNET ASSET MANAGEMENT INC11,454$97
Apollon Wealth Management, LLC11,200$94
Semus Wealth Partners LLC10,190$86
AMERIFLEX GROUP, INC.8,939$75
Anfield Capital Management, LLC6,669$56
CoreCap Advisors, LLC6,445$54
HIGHLINE WEALTH PARTNERS LLC4,250$36
Allworth Financial LP4,100$35
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC3,425$29
Caldwell Trust Co1,500$13
BNP PARIBAS ARBITRAGE, SA1,434$12
Costello Asset Management, INC1,168$10
ASSETMARK, INC1,100$9
Financial Freedom, LLC902$8
Rockefeller Capital Management L.P.833$7
COMERICA BANK730$6
Tower Research Capital LLC (TRC)595$5
AdvisorNet Financial, Inc500$4
FNY Investment Advisers, LLC500$0
Key Financial Inc488$4
Farther Finance Advisors, LLC136$1
Total (76 institutions)7,200,852$57,340