PIMCO INCOME STRATEGY FD II

CUSIP: 72201J104 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
GUGGENHEIM CAPITAL LLC1,707,807$12,809
Steward Partners Investment Advisory, LLC1,479,247$11,094
LPL Financial LLC1,314,714$9,860
AMERIPRISE FINANCIAL INC1,090,582$8,179
EverSource Wealth Advisors, LLC1,065,739$7,993
COHEN & STEERS, INC.806,234$6
MORGAN STANLEY806,145$6,046
RIVERNORTH CAPITAL MANAGEMENT, LLC803,507$6,026
WELLS FARGO & COMPANY/MN782,179$5,866
Invesco Ltd.674,383$5,058
Concurrent Investment Advisors, LLC311,998$2,340
J.W. COLE ADVISORS, INC.252,698$1,895
CoreCap Advisors, LLC244,065$1,830
RAYMOND JAMES FINANCIAL INC207,211$1,554
PRIVATE TRUST CO NA192,830$1,446
HORIZON KINETICS ASSET MANAGEMENT LLC191,463$1,436
COMMONWEALTH EQUITY SERVICES, LLC189,546$1,422
Cetera Investment Advisers189,394$1,420
OSAIC HOLDINGS, INC.151,184$1,136
Whipplewood Advisors, LLC133,917$1,004
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO133,598$1,002
BANK OF AMERICA CORP /DE/116,672$875
Thrivent Financial for Lutherans116,000$1
UBS Group AG112,737$846
Shaker Financial Services, LLC105,800$794
Moors & Cabot, Inc.103,698$778
Stratos Wealth Partners, LTD.101,678$763
Keudell/Morrison Wealth Management93,690$703
STIFEL FINANCIAL CORP92,341$693
Kestra Advisory Services, LLC92,318$692
Cambridge Investment Research Advisors, Inc.85,821$1
Simplicity Wealth,LLC80,427$603
CENTAURUS FINANCIAL, INC.79,973$1
Compound Planning, Inc.79,160$594
NewEdge Advisors, LLC77,077$578
JANE STREET GROUP, LLC77,014$578
HUB Investment Partners, LLC75,663$567
ROYAL BANK OF CANADA74,971$563
Rockefeller Capital Management L.P.74,117$556
HRT FINANCIAL LP68,462$1
Verity Asset Management, Inc.67,746$508
ENVESTNET ASSET MANAGEMENT INC63,180$474
Main Street Financial Solutions, LLC57,213$429
RS CRUM INC.55,750$418
Mallini Complete Financial Planning LLC54,489$409
Apollon Wealth Management, LLC51,604$387
Pinnacle Financial Partners, Inc.48,850$366
Cypress Capital Group47,157$354
Sanctuary Advisors, LLC46,339$348
Certified Advisory Corp46,131$346
TrueMark Investments, LLC45,820$344
Noble Wealth Management PBC41,683$313
Ameritas Advisory Services, LLC41,110$308
Elm3 Financial Group, LLC37,890$284
Addison Capital Co36,264$272
Janney Montgomery Scott LLC34,275$0
TWO SIGMA SECURITIES, LLC33,164$249
SMITH CHAS P & ASSOCIATES PA CPAS32,151$241
Vanguard Capital Wealth Advisors30,000$225
CWM, LLC29,350$0
WJ Financial Advisors LLC28,881$217
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC27,800$209
HighTower Advisors, LLC27,424$206
B. Riley Wealth Advisors, Inc.27,129$203
SHUFRO ROSE & CO LLC26,200$197
Focus Partners Wealth26,077$196
StoneX Group Inc.26,046$195
SeaCrest Wealth Management, LLC25,456$189
PINNACLE ASSOCIATES LTD24,970$187
Aptus Capital Advisors, LLC22,927$172
Element Wealth, LLC20,654$155
FIRST FOUNDATION ADVISORS19,533$146
Savvy Advisors, Inc.19,347$145
Lido Advisors, LLC19,001$146
World Investment Advisors18,938$142
SILVER OAK SECURITIES, INCORPORATED18,852$141
Morey & Quinn Wealth Partners, LLC17,700$133
RMG Wealth Management LLC17,553$230
Private Advisor Group, LLC16,295$122
CreativeOne Wealth, LLC15,225$114
Virtu Financial LLC14,770$0
Summit Financial, LLC14,762$112
WEDBUSH SECURITIES INC14,742$0
Integrity Advisory Solutions, LLC13,762$103
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,371$92
Wealth Alliance Advisory Group, LLC12,000$90
Gridiron Partners, LLC11,907$89
Koshinski Asset Management, Inc.11,721$88
Geneos Wealth Management Inc.11,300$85
WILLNER & HELLER, LLC11,011$83
Amplius Wealth Advisors, LLC11,000$83
Advisory Services Network, LLC10,201$77
COMERICA BANK8,356$63
AMERIFLEX GROUP, INC.7,602$57
HOLLENCREST CAPITAL MANAGEMENT5,968$45
Allworth Financial LP5,627$42
Sound Income Strategies, LLC4,786$36
Pinnacle Wealth Planning Services, Inc.4,330$32
HIGHLINE WEALTH PARTNERS LLC3,730$28
US BANCORP \DE\3,648$27
19 other institutions19,734$140
Total (119 institutions)15,995,562$110,698