PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 25,840 Value ($000) $1,162 Avg Close $33.45 Range $30.06 - $35.70

Q3 2015

Shares 25,902 Value ($000) $1,226 Avg Close $35.23 Range $28.49 - $39.36

Q2 2015

Shares 25,708 Value ($000) $1,319 Avg Close $35.02 Range $33.55 - $36.24

Q1 2015

Shares 25,815 Value ($000) $1,326 Avg Close $33.68 Range $30.77 - $35.22

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	25,840	$1,162	$33.45	$30.06 - $35.70
Q3 2015	25,902	$1,226	$35.23	$28.49 - $39.36
Q2 2015	25,708	$1,319	$35.02	$33.55 - $36.24
Q1 2015	25,815	$1,326	$33.68	$30.77 - $35.22