PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC26,969,104$2,378,945
BlackRock, Inc.20,414,121$1,800,730
NIPPON LIFE INSURANCE CO18,137,000$1,600
STATE STREET CORP10,509,360$927,031
BANK OF AMERICA CORP /DE/8,399,133$740,888
GEODE CAPITAL MANAGEMENT, LLC5,575,729$489,925
DIMENSIONAL FUND ADVISORS LP3,767,182$332,315
NORTHERN TRUST CORP3,427,612$302,350
Invesco Ltd.3,284,734$289,746
NORGES BANK3,098,015$273,276
MORGAN STANLEY3,079,857$271,674
GOLDMAN SACHS GROUP INC2,499,181$220,453
AQR CAPITAL MANAGEMENT LLC2,348,233$207,138
UBS ASSET MANAGEMENT AMERICAS INC1,976,898$174,382
Legal & General Group Plc1,639,302$144,603
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,444,682$127,435
Amundi1,236,385$109,062
Bank of New York Mellon Corp1,213,883$107,077
DEUTSCHE BANK AG\1,154,605$101,848
JPMORGAN CHASE & CO1,067,815$94,192
UBS Group AG959,342$84,624
AustralianSuper Pty Ltd896,710$79,099
HSBC HOLDINGS PLC812,064$71,720
ROYAL BANK OF CANADA768,682$67,805
MARSHALL WACE, LLP732,606$64,623
FIRST TRUST ADVISORS LP688,028$60,691
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP623,684$55,015
Swiss National Bank610,900$53,887
FMR LLC610,521$53,854
Weiss Asset Management LP608,926$53,713
CITADEL ADVISORS LLC596,575$52,624
VICTORY CAPITAL MANAGEMENT INC591,838$52,206
BARCLAYS PLC584,244$51,536
BNP PARIBAS ARBITRAGE, SA577,889$50,976
Nuveen, LLC548,524$48,385
Sumitomo Mitsui Trust Holdings, Inc.523,859$46,210
LPL Financial LLC521,319$45,986
MASSACHUSETTS FINANCIAL SERVICES CO /MA/520,463$45,910
Bridgewater Associates, LP475,487$41,943
TEACHER RETIREMENT SYSTEM OF TEXAS468,336$41,312
Qube Research & Technologies Ltd459,205$40,506
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.455,175$40,702
RHUMBLINE ADVISERS451,478$39,825
BNP Paribas Investment Partners S.A.437,217$39
AMERICAN CENTURY COMPANIES INC429,991$37,930
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM412,402$36,378
WEDGE CAPITAL MANAGEMENT L L P/NC411,887$36,333
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM405,497$35,769
VIRGINIA RETIREMENT SYSTEMS ET AL397,100$35,028
KBC Group NV397,070$35
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/393,629$34,722
TRUST POINT INC.369,443$32,589
CONNING INC.368,763$32,529
Eurizon Capital SGR S.p.A.368,119$32,473
RAYMOND JAMES FINANCIAL INC321,565$28,365
PRICE T ROWE ASSOCIATES INC /MD/300,121$26
Zurcher Kantonalbank (Zurich Cantonalbank)280,919$24,780
Interval Partners, LP280,590$24,751
TWO SIGMA INVESTMENTS, LP262,337$23,141
WELLS FARGO & COMPANY/MN259,347$22,877
SG Americas Securities, LLC244,711$22
Sound Income Strategies, LLC244,092$21,597
CITIGROUP INC239,433$21,120
ALLIANCEBERNSTEIN L.P.236,836$20,891
Korea Investment CORP235,766$20,797
O'SHAUGHNESSY ASSET MANAGEMENT, LLC231,285$20,402
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND229,903$20,280
ACADIAN ASSET MANAGEMENT LLC225,123$20
GW HENSSLER & ASSOCIATES LTD223,539$19,718
AMERIPRISE FINANCIAL INC218,990$19,317
STATE OF WISCONSIN INVESTMENT BOARD217,211$19,160
PRINCIPAL FINANCIAL GROUP INC215,144$18,978
MAIRS & POWER INC211,818$18,684
Universal- Beteiligungs- und Servicegesellschaft mbH207,809$18,374
Swedbank AB206,073$18,178
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC204,500$18,039
GREAT WEST LIFE ASSURANCE CO /CAN/203,653$18
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM202,996$17,906
AVIVA PLC193,232$17,045
BANK OF MONTREAL /CAN/191,598$16,901
Cerity Partners LLC180,494$15,921
NEW YORK STATE TEACHERS RETIREMENT SYSTEM179,303$16
AE Wealth Management LLC178,641$15,758
JANE STREET GROUP, LLC170,761$15,063
CANADA PENSION PLAN INVESTMENT BOARD168,710$14,882
CAPITAL MANAGEMENT CORP /VA168,206$14,837
Quantinno Capital Management LP166,387$14,677
Russell Investments Group, Ltd.163,759$14,454
Focus Partners Wealth161,965$14,287
abrdn plc161,708$14,264
Mitsubishi UFJ Trust & Banking Corp158,121$13,948
FORSTA AP-FONDEN157,900$13,928
Man Group plc144,831$12,776
FRANKLIN RESOURCES INC144,828$12,775
Public Sector Pension Investment Board144,076$12,709
Pictet Asset Management Holding SA143,954$12,698
Allianz Asset Management GmbH138,344$12,203
AMG National Trust Bank135,195$11,926
PNC Financial Services Group, Inc.135,067$11,914
Brandywine Global Investment Management, LLC131,942$11,639
772 other institutions11,105,399$896,847
Total (872 institutions)160,047,986$12,260,552