PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

CITIZENS FINANCIAL GROUP INC/RI's Holding History (CIK: 0000759944)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 4,171 Value ($000) $173 Avg Close $29.50 Range $20.74 - $40.21

Q1 2020

Shares 3,576 Value ($000) $113 Avg Close $37.70 Range $18.74 - $45.40

Q4 2019

Shares 3,931 Value ($000) $216 Avg Close $43.18 Range $41.15 - $45.39

Q3 2019

Shares 3,917 Value ($000) $224 Avg Close $43.94 Range $40.43 - $47.31

Q2 2019

Shares 6,314 Value ($000) $366 Avg Close $42.59 Range $39.04 - $45.56

Q1 2019

Shares 7,547 Value ($000) $379 Avg Close $37.93 Range $32.97 - $41.01

Q4 2018

Shares 10,731 Value ($000) $474 Avg Close $37.23 Range $30.82 - $46.09

Q3 2018

Shares 144,109 Value ($000) $8,443 Avg Close $41.75 Range $39.13 - $45.36

Q2 2018

Shares 147,474 Value ($000) $7,808 Avg Close $43.12 Range $39.07 - $45.93

Q1 2018

Shares 151,699 Value ($000) $9,240 Avg Close $48.41 Range $42.64 - $55.46

Q4 2017

Shares 157,190 Value ($000) $11,092 Avg Close $50.32 Range $46.97 - $52.86

Q3 2017

Shares 156,170 Value ($000) $10,048 Avg Close $46.64 Range $43.45 - $48.99

Q2 2017

Shares 163,090 Value ($000) $10,449 Avg Close $45.66 Range $43.33 - $47.82

Q1 2017

Shares 167,201 Value ($000) $10,552 Avg Close $43.60 Range $40.01 - $46.42

Q4 2016

Shares 169,361 Value ($000) $9,800 Avg Close $39.76 Range $36.06 - $43.73

Q3 2016

Shares 177,236 Value ($000) $9,129 Avg Close $32.91 Range $27.26 - $36.60

Q2 2016

Shares 123,657 Value ($000) $5,083 Avg Close $29.45 Range $26.69 - $31.45

Q4 2015

Shares 26 Value ($000) $1 Avg Close $33.45 Range $30.06 - $35.70

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	4,171	$173	$29.50	$20.74 - $40.21
Q1 2020	3,576	$113	$37.70	$18.74 - $45.40
Q4 2019	3,931	$216	$43.18	$41.15 - $45.39
Q3 2019	3,917	$224	$43.94	$40.43 - $47.31
Q2 2019	6,314	$366	$42.59	$39.04 - $45.56
Q1 2019	7,547	$379	$37.93	$32.97 - $41.01
Q4 2018	10,731	$474	$37.23	$30.82 - $46.09
Q3 2018	144,109	$8,443	$41.75	$39.13 - $45.36
Q2 2018	147,474	$7,808	$43.12	$39.07 - $45.93
Q1 2018	151,699	$9,240	$48.41	$42.64 - $55.46
Q4 2017	157,190	$11,092	$50.32	$46.97 - $52.86
Q3 2017	156,170	$10,048	$46.64	$43.45 - $48.99
Q2 2017	163,090	$10,449	$45.66	$43.33 - $47.82
Q1 2017	167,201	$10,552	$43.60	$40.01 - $46.42
Q4 2016	169,361	$9,800	$39.76	$36.06 - $43.73
Q3 2016	177,236	$9,129	$32.91	$27.26 - $36.60
Q2 2016	123,657	$5,083	$29.45	$26.69 - $31.45
Q4 2015	26	$1	$33.45	$30.06 - $35.70