PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

HARRIS ASSOCIATES L P's Holding History (CIK: 0000813917)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 5,350 Value ($000) $313 Avg Close $41.75 Range $39.13 - $45.36

Q2 2018

Shares 205,019 Value ($000) $10,856 Avg Close $43.12 Range $39.07 - $45.93

Q1 2018

Shares 217,578 Value ($000) $13,253 Avg Close $48.41 Range $42.64 - $55.46

Q4 2017

Shares 1,450,153 Value ($000) $102,323 Avg Close $50.32 Range $46.97 - $52.86

Q3 2017

Shares 1,771,266 Value ($000) $113,963 Avg Close $46.64 Range $43.45 - $48.99

Q2 2017

Shares 2,823,271 Value ($000) $180,887 Avg Close $45.66 Range $43.33 - $47.82

Q1 2017

Shares 4,715,903 Value ($000) $297,621 Avg Close $43.60 Range $40.01 - $46.42

Q4 2016

Shares 4,770,703 Value ($000) $276,033 Avg Close $39.76 Range $36.06 - $43.73

Q3 2016

Shares 12,055,122 Value ($000) $620,959 Avg Close $32.91 Range $27.26 - $36.60

Q2 2016

Shares 12,419,677 Value ($000) $510,573 Avg Close $29.45 Range $26.69 - $31.45

Q1 2016

Shares 12,401,653 Value ($000) $489,245 Avg Close $26.59 Range $22.79 - $30.52

Q4 2015

Shares 10,207,368 Value ($000) $459,127 Avg Close $33.45 Range $30.06 - $35.70

Q3 2015

Shares 10,212,029 Value ($000) $483,437 Avg Close $35.23 Range $28.49 - $39.36

Q2 2015

Shares 10,211,927 Value ($000) $523,770 Avg Close $35.02 Range $33.55 - $36.24

Q1 2015

Shares 10,215,227 Value ($000) $524,756 Avg Close $33.68 Range $30.77 - $35.22

Q4 2014

Shares 10,215,727 Value ($000) $530,605 Avg Close $34.51 Range $30.89 - $36.24

Q3 2014

Shares 10,221,977 Value ($000) $536,348 Avg Close $34.61 Range $32.24 - $36.55

Q2 2014

Shares 10,144,011 Value ($000) $512,069 Avg Close $30.95 Range $28.14 - $33.51

Q1 2014

Shares 10,036,163 Value ($000) $461,563 Avg Close $29.89 Range $26.86 - $32.50

Q4 2013

Shares 9,600,414 Value ($000) $473,396 Avg Close $30.85 Range $26.88 - $33.06

Q3 2013

Shares 9,681,900 Value ($000) $414,579 Avg Close $26.93 Range $23.68 - $28.96

Q2 2013

Shares 9,680,200 Value ($000) $362,523 Avg Close $23.49 Range $20.88 - $25.17

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	5,350	$313	$41.75	$39.13 - $45.36
Q2 2018	205,019	$10,856	$43.12	$39.07 - $45.93
Q1 2018	217,578	$13,253	$48.41	$42.64 - $55.46
Q4 2017	1,450,153	$102,323	$50.32	$46.97 - $52.86
Q3 2017	1,771,266	$113,963	$46.64	$43.45 - $48.99
Q2 2017	2,823,271	$180,887	$45.66	$43.33 - $47.82
Q1 2017	4,715,903	$297,621	$43.60	$40.01 - $46.42
Q4 2016	4,770,703	$276,033	$39.76	$36.06 - $43.73
Q3 2016	12,055,122	$620,959	$32.91	$27.26 - $36.60
Q2 2016	12,419,677	$510,573	$29.45	$26.69 - $31.45
Q1 2016	12,401,653	$489,245	$26.59	$22.79 - $30.52
Q4 2015	10,207,368	$459,127	$33.45	$30.06 - $35.70
Q3 2015	10,212,029	$483,437	$35.23	$28.49 - $39.36
Q2 2015	10,211,927	$523,770	$35.02	$33.55 - $36.24
Q1 2015	10,215,227	$524,756	$33.68	$30.77 - $35.22
Q4 2014	10,215,727	$530,605	$34.51	$30.89 - $36.24
Q3 2014	10,221,977	$536,348	$34.61	$32.24 - $36.55
Q2 2014	10,144,011	$512,069	$30.95	$28.14 - $33.51
Q1 2014	10,036,163	$461,563	$29.89	$26.86 - $32.50
Q4 2013	9,600,414	$473,396	$30.85	$26.88 - $33.06
Q3 2013	9,681,900	$414,579	$26.93	$23.68 - $28.96
Q2 2013	9,680,200	$362,523	$23.49	$20.88 - $25.17