PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

CALTON & ASSOCIATES, INC.'s Holding History (CIK: 0000822648)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 4,229 Value ($000) $248 Avg Close $41.75 Range $39.13 - $45.36

Q2 2018

Shares 4,315 Value ($000) $243 Avg Close $43.12 Range $39.07 - $45.93

Q1 2018

Shares 4,816 Value ($000) $293 Avg Close $48.41 Range $42.64 - $55.46

Q4 2017

Shares 4,820 Value ($000) $354 Avg Close $50.32 Range $46.97 - $52.86

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	4,229	$248	$41.75	$39.13 - $45.36
Q2 2018	4,315	$243	$43.12	$39.07 - $45.93
Q1 2018	4,816	$293	$48.41	$42.64 - $55.46
Q4 2017	4,820	$354	$50.32	$46.97 - $52.86