PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 3,208 Value ($000) $202 Avg Close $43.60 Range $40.01 - $46.42
Q4 2016
Shares 3,518 Value ($000) $204 Avg Close $39.76 Range $36.06 - $43.73