PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

HIGHBRIDGE CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000919185)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 9,980 Value ($000) $585 Avg Close $41.75 Range $39.13 - $45.36

Q3 2017

Shares 4,160 Value ($000) $268 Avg Close $46.64 Range $43.45 - $48.99

Q4 2016

Shares 15,792 Value ($000) $914 Avg Close $39.76 Range $36.06 - $43.73

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	9,980	$585	$41.75	$39.13 - $45.36
Q3 2017	4,160	$268	$46.64	$43.45 - $48.99
Q4 2016	15,792	$914	$39.76	$36.06 - $43.73