PRINCIPAL FINANCIAL GROUP IN

Ticker: PFG CUSIP: 74251V102 Class: COM

STEPH & CO's Holding History (CIK: 0000941519)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 100 Value ($000) $4 Avg Close $29.50 Range $20.74 - $40.21

Q1 2020

Shares 100 Value ($000) $3 Avg Close $37.70 Range $18.74 - $45.40

Q4 2019

Shares 100 Value ($000) $6 Avg Close $43.18 Range $41.15 - $45.39

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	100	$4	$29.50	$20.74 - $40.21
Q1 2020	100	$3	$37.70	$18.74 - $45.40
Q4 2019	100	$6	$43.18	$41.15 - $45.39